Trading and investing in the first month of 2016 was very similar to most of 2015; it wasn't so much about making money, but rather avoiding the landmines that littered the investing landscape and ...

The U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) have been busy of late in efforts to address alleged compliance issues associated with payment ...

Forex order flow refers to the real-time record of buy and sell orders in the foreign exchange market. It represents the collective actions of currency market participants and provides invaluable ...

Payment for order flow (PFOF) is a system where exchanges or brokers route trades to specific market makers in exchange for a fee. PFOF can negatively affect high-frequency, arbitrage and day trading ...

Under SEC rules, the trading desks of mutual funds are supposed to execute orders with whichever brokerage firms offer the best price and service -- not the best Celtics tickets. But after a four-year ...